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Financial Services Commission
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#	Item
971	FUTURES COMMISSION MERCHANT RELATED DISCLOSURE AND POLICY Futures Commission Merchant Material Conflicts of Interest The purpose of this disclosure is to provide you with information about some of the material conflicts Add to Reading List Source URL: www.morganstanley.com Language: English - Date: 2015-01-22 10:07:48 Financial markets Financial services Securities Stock market Futures contract Clearing house Prime brokerage Commodity Futures Trading Commission Over-the-counter Financial economics Financial system Finance
972	HKEx GUIDANCE LETTER HKEx-GL17-10 (May[removed]Updated in September 2011 and March[removed]Summary Subject Add to Reading List Source URL: www.hkex.com.hk Language: English - Date: 2014-03-19 04:55:30 Financial services Funds Stock market Collective investment schemes Prospectus Securities and Futures Commission Financial adviser Investment management Investment company Financial economics Investment Finance
973	For Meeting on 31 July[removed]Paper Ref: CSD[removed]Commission on Strategic Development Work of the Hong Kong Special Administrative Region Government Add to Reading List Source URL: www.cpu.gov.hk Language: English - Date: 2014-07-30 23:55:36 Hong Kong Government Transfer of sovereignty over Macau Government Xiguan Liwan District Government of Hong Kong Financial Services and the Treasury Bureau
974	Submission 20 - Attachment - Australian Securities and Investments Commission - Business Set-up, Transfer and Closure - Public inquiry Add to Reading List Source URL: www.pc.gov.au Language: English - Date: 2015-02-24 23:48:27 Finance Business Financial services Australian Securities Exchange Australian Securities and Investments Commission Collective investment scheme Investor Crowd funding Financial economics Funds Investment
975	30 September[removed]Mr John Kluver Executive Director Corporations and Markets Advisory Committee GPO Box 3967 Add to Reading List Source URL: www.camac.gov.au Language: English - Date: 2014-11-27 20:09:00 Business Chartered Secretaries Australia Regulatory compliance Australian Financial Services License Australian Securities and Investments Commission Collective investment scheme Corporate governance Financial economics Investment
976	Application No. 12 of[removed]IN THE SECURITIES AND FUTURES APPEALS TRIBUNAL IN THE MATTER OF a Decision made by the Add to Reading List Source URL: www.sfat.gov.hk Language: English - Date: 2008-09-22 03:24:01 Financial services N M Rothschild & Sons Rothschild family Securities and Futures Commission Collective investment scheme Financial adviser Security Financial economics Investment Business
977	28 November 2013 Mr Tony Shepherd AO c/o National Commission of Audit secretariat By email: [removed] Add to Reading List Source URL: www.ncoa.gov.au Language: English - Date: 2014-03-17 01:42:28 Private equity Funds Collective investment schemes Financial services Venture capital Equity co-investment Innovation Investor Financial economics Investment Finance
978	Microsoft Word - 07 UPFM 2 pager for Ministers - May 2014.docx Add to Reading List Source URL: www.aph.gov.au Language: English - Date: 2014-09-24 20:03:25 Australian Securities and Investments Commission Australian Financial Services License Application-specific integrated circuit Corporate governance Economy of Australia Australian Securities Exchange
979	PJ v AMP Financial Planning Pty Limited[removed]AusHRC 89 © Australian Human Rights Commission 2014. Add to Reading List Source URL: www.humanrights.gov.au Language: English - Date: 2014-11-30 22:24:06 Criminal record Financial adviser Drink driving Australian Human Rights Commission Australia Business Government Australian Financial Services License Economy of Australia Financial planner
980	The Law Reform Commission Report No 65 The Companies Add to Reading List Source URL: www.camac.gov.au Language: English - Date: 2014-11-27 20:07:02 Collective investment schemes Funds Financial adviser Australian Securities and Investments Commission Great Southern Group Securities and Exchange Board of India Act Financial economics Investment Financial services

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